Literature & Forms

 

Find the information, forms and applications you need to open an account or manage changes to your accounts. You can view information online, download and print a document, or request that it be mailed to you. If you have any questions, contact us.

Growth Equity

Fund Fact Sheet Full Holdings Summary Prospectus Prospectus Annual Report Semi Annual Report SAI
Westcore Small-Cap Growth Fund
Westcore Small-Cap Growth Fund II

Growth Equity

Westcore Small-Cap Growth Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI
Westcore Small-Cap Growth Fund II
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI

Value Equity

Westcore Global Large-Cap Dividend Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI
Westcore Large-Cap Dividend Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI
Westcore Mid-Cap Value Dividend Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI
Westcore Mid-Cap Value Dividend Fund II
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI
Westcore Smid-Cap Value Dividend Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI
Westcore Small-Cap Value Dividend Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI

Quantitative Equity

Fund Fact Sheet Full Holdings Summary Prospectus Prospectus Annual Report Semi Annual Report SAI
Westcore Micro-Cap Opportunity Fund

Quantitative Equity

Westcore Micro-Cap Opportunity Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI

International Equity

Fund Fact Sheet Full Holdings Summary Prospectus Prospectus Annual Report Semi Annual Report SAI
Westcore International Small-Cap Fund

International Equity

Westcore International Small-Cap Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI

Fixed Income

Fund Fact Sheet Full Holdings Summary Prospectus Prospectus Annual Report Semi Annual Report SAI
Westcore Flexible Income Fund
Westcore Plus Bond Fund
Westcore Municipal Opportunities Fund
Westcore Colorado Tax-Exempt Fund

Fixed Income

Westcore Flexible Income Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI
Westcore Plus Bond Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI
Westcore Municipal Opportunities Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI
Westcore Colorado Tax-Exempt Fund
Factsheet
Full Holdings
Summary Prospectus
Prospectus
Annual Report
Semi-Annual Report
SAI

XBRL Information

SEC Rules require mutual funds companies to submit fund financial statement information in eXtensible Business Reporting Language (XBRL) format. This format is intended to allow financial statements to be downloaded directly into spreadsheets in order to streamline analysis. Viewing files in the XBRL format requires an XBRL viewer. More information is available at http://xbrl.sec.gov.

Current Westcore XBRL Information.

 

The inception of the Westcore Smid-Cap Value Dividend Fund and the Westcore Municipal Opportunities Fund was December 16, 2016. As such annual and semi-annual reports are not yet available.
The Westcore Global Large-Cap Dividend Fund was formerly named the Westcore Blue Chip Dividend Fund.
An investment in the BlackRock Money Market Portfolio is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although the Fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the Fund.
The BlackRock Money Market Portfolio is distributed by BlackRock Investments, Inc. and is not affiliated with ALPS Distributors, Inc.
Account Applications
Westcore New Account Application – Retail Class
Westcore New Account Application – Institutional Class
Westcore IRA Account Application – Retail Class
Westcore IRA Account Application – Institutional Class
Westcore Coverdell Education Savings Account Application
Account Maintenance Forms
Account Options Form
Additional Investment Form
Automatic Investment Form
Cost Basis Election Form
Distribution Options Form
Transfer on Death Registration Form
IRA Forms
IRA Transfer of Assets Form
IRA Additional Investment Form
IRA Distribution Request Form
IRA Change of Beneficiary Form
Authorization to Convert to Traditional IRA
Authorization to Recharacterize a Contribution
IRA Acknowledgement of Disability Form
SEP Contribution Form
Coverdell Education Savings Forms
Coverdell Educations Savings Transfer of Assets Form

IRA Forms

Account Applications
Westcore New Account Application – Retail Class
Westcore New Account Application – Institutional Class
Westcore IRA Account Application – Retail Class
Westcore IRA Account Application – Institutional Class
Westcore Coverdell Education Savings Account Account Application
Account Maintenance Forms
Account Options Form
Additional Investment Form
Automatic Investment Form
Cost Basis Election Form
Distribution Options Form
Transfer on Death Registration Form
IRA Transfer of Assets Form
IRA Additional Investment Form
IRA Distribution Request Form
IRA Change of Beneficiary Form
Authorization to Convert to Traditional IRA
Authorization to Recharacterize a Contribution
IRA Acknowledgement of Disability Form
SEP Contribution Form
Coverdell Education Savings Forms
Coverdell Educations Savings Transfer of Assets Form
An investment in the BlackRock Money Market Portfolio is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although the Fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the Fund.
The BlackRock Money Market Portfolio is distributed by BlackRock Investments, Inc. and is not affiliated with ALPS Distributors, Inc.

Investing for Retirement

Establishing an Individual Retirement (IRA) Account is an important step toward planning your financial future. By making regular annual contributions to your IRA you can create a nest egg for retirement while putting your assets to work on a tax-deferred basis.

 

Creating a Plan for Reaching Your Retirement Goals

You have many options for retirement savings and depending on your situation, you may be combining several in order to reach your goals. To meet your individual needs, Westcore offers both Traditional and Roth IRAs. Deciding which type of IRA is right for you is an important step in creating an effective financial plan for reaching your retirement goals.

 

Traditional IRAs

The Traditional IRA was specifically created to help individuals save for retirement. Benefits include:

  • Tax-sheltered earnings and interest on contributions up to the current $5,500 per year limit ($6,500 if you are 50 or older)
  • Tax deductible contributions (subject to limitations based on income and participation in employee-sponsored plans)

More detailed information about IRA Accounts is available in our IRA Information Booklet.

Open an Account

 

Roth IRAs

The Roth IRA was specifically created to help individuals save for retirement. Benefits include:

  • Tax-sheltered earnings and interest on contributions up to the current $5,500 per year limit ($6,500 if you are 50 or older)
  • Tax-free withdrawals
  • No limit on making contributions after age 70½
  • No required minimum distributions after age 70½

More detailed information about IRA Accounts is available in our IRA Information Booklet.

Open an Account

 

Start Investing for Retirement Today!

Opening an account with Westcore is easy. Visit the Open an Account section of our website for step-by-step guidance. Keep in mind that participation in Westcore’s Automatic Investment Plan allows you to open an account with a minimum $1,000 investment and as little as $25 per month.

Invest Now

Investing for a Child’s Education

We understand that you want to help your child or grandchild take advantage of the best educational opportunities available. To a large extent, this means helping to prepare for the financial costs of higher education. By having a financial plan in place, you can give a child more options as to where and when he/she will go to college, a better chance to take advantage of all a school has to offer and an opportunity to minimize how much he or she owes upon graduation.

 

Creating a Plan

You have several different account options when investing for future education expenses, including Coverdell Education Savings account, UGMAs, UTMAs and individual investment accounts. Deciding which account type is best for your situation is an important step in creating an effective financial plan for managing future education expenses. To help you better understand your account options, information about each can be found below. In addition, you may want to consult your investment advisor.

 

Coverdell Education Savings Accounts (“CESA”)

CESA Accounts were specifically created to help individuals and families save for future education expenses. Benefits include:

  • Tax-sheltered earnings and interest on contributions up to the $2,000 per year limit
  • Tax-free withdrawals for qualified primary, secondary and higher education costs

More detailed information regarding CESA Accounts is available in our Coverdell Education Savings Account Information Booklet.

Open an Account

 

UGMA and UTMA Accounts

Uniform Gift to Minors Act (“UGMA”) Accounts and Uniform Transfer to Minors Act (“UTMA”) Accounts allow you to contribute to a custodial account in a minor’s name without having to establish a trust or name a legal guardian. Benefits include:

  • Ability for any adult to invest on behalf of a minor
  • No limit on the amount that can be invested
  • Tax-free for the first $700 in earnings and generally taxed at the minor’s rate on earnings thereafter
  • Flexibility to use the account funds however you choose – not limited to educational expenses

Open an Account

 

Individual Investment Account in Your Name

An individual investment account in your name, while not specifically designed for educational expenses, is an option to consider. Benefits include:

  • Complete control over your investments
  • Freedom to use the investment as you wish, with no penalties
  • Potentially more favorable in terms of a child’s eligibility for financial aid

Open an Account

 

Start Investing for Future Education Expenses Today!

Opening an account with Westcore is easy. Visit the Open an Account section of our website for step-by-step guidance. Keep in mind that participation in Westcore’s Automatic Investment Plan allows you to open an account with a $1,000 investment and as little as $25 per month.

Invest Now

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